Forms & Documents
Annual Review Questionnaire
A questionnaire used by an existing client to assist us in updating our financial records.
Chicago Clearing Corporation (CCC) Opt-In / Opt-Out Form
Opt-In / Opt-Out of class action litigation monitoring and claim filing services offered by Chicago Clearing Corporation through SPC Financial®.
Confidential Financial Questionnaire
A questionnaire used by new clients to provide us background and financial information to help make the first meeting as productive as possible.
Printable directions and contact information to navigate to our corporate office in Rockville, MD.
Election to Participate in Insights
Current clients can complete this form to enroll in Insights by SPC Financial®. Insights provides clients a financial dashboard of all of their financial resources including investment accounts, bank accounts, bank loans, mortgages, and credit cards.
End of Life Planning Checklist
This checklist is designed to help you organize your financial records and other important documents making it easier for your family, Personal Representative and possible successor Trustee to close out your financial affairs.
Forms ADV & CRS Receipt
An acknowledgment that you've received and reviewed the disclosure documents provided by us.
How to Create an Estate Plan
We have compiled an 8-step plan to help guide you through creating or updating an estate plan.
Identity Theft & Suspicious Activity Checklist
If you suspect that you've been a victim of identity theft, follow our checklist.
Identity Theft Personal Prevention Tips
Helpful tips to reduce your potential of falling victim to identity theft issues.
Life Insurance Annual Review Checklist
When life changes, so should your life insurance. We've compiled common examples of life changes that may impact your coverage.
Medicare Open Enrollment
Each year, Medicare updates the cost and coverage provided. The Open Enrollment Period is your opportunity to switch your current Medicare health and prescription drug plans to alternatives that better suit your needs.
Part 2A of Form ADV - SPC Firm Brochure
This brochure provides information about the qualifications and business practices of our company.
Part 2A, Appendix 1 of Form ADV: Wrap Fee Program Brochure
This brochure provides information about our Wrap Fee program.
Part 3 of Form ADV: Client Relationship Summary
This document summarizes our relationship with clients.
It's important to be educated about the information we collect from our clients and why we collect it, as well as when and with whom we share your information.
Professional Designation Glossary
A glossary of certain terms and designations you may see through our website when exploring our specialized, human-centric team.
Resume: Edward Geoffrey Sella
Our President & CEO's resume.
Series I Savings Bond Basics
While rising inflation has its obvious disadvantages, the increase in prices of goods and services is making one investment more and more attractive: Series I Savings Bonds.
Strategic Planning for Social Security Benefits
What role does social security play in your planning for retirement income?
Tax-Efficient Charitable Giving Guide
There’s a financial incentive for Americans to give generously to charity. The benefits of charitable tax deductions are to reduce your taxable income and your tax bill.
Things to Consider While Planning for College
Whether you have a newborn child or family member about to enroll in college you may have thought about how much a college degree costs now and how much it will cost in the future.
Third Party Release Form
A form that authorizes us to discuss your financial resources with your appointed representative.
Upcoming Changes to FAFSA
The Free Application for Federal Student Aid (FAFSA) is a form completed by current and prospective college students to determine their eligibility for student financial aid.
What Keeps You Up At Night?
A quick questionnaire that helps identify areas that we may assist you with.
Year-End Planning Checklist
The end of the year is an ideal time to review your financial planning goals and objectives. This checklist will allow for a productive discussion on year-end tax planning opportunities and a review of your personal goals.