ADV & CRS Receipt

An acknowledgment that you've received and reviewed the disclosure documents provided by us.

Annual Review Questionnaire

A questionnaire used by an existing client to assist us in updating our financial records.

Chicago Clearing Corporation (CCC) Opt-In / Opt-Out

Opt-In / Opt-Out of class action litigation monitoring and claim filing services offered by Chicago Clearing Corporation through SPC Financial®.

Confidential Financial Questionnaire

A questionnaire used by new clients to provide us background and financial information to help make the first meeting as productive as possible.

Corporate Directions

Printable directions and contact information to navigate to our corporate office in Rockville, MD.

Edward G. Sella Resume

Our President & CEO's resume.

Election to Participate in Insights

Current clients can complete this form to enroll in Insights by SPC Financial®. Insights provides clients a financial dashboard of all of their financial resources including investment accounts, bank accounts, bank loans, mortgages, and credit cards.

How to Create an Estate Plan

We have compiled an 8-step plan to help guide you through creating or updating an estate plan.

Identity Theft & Suspicious Activity Checklist

If you suspect that you've been a victim of identity theft, follow our checklist.

Identity Theft Personal Prevention Tips

Helpful tips to reduce your potential of falling victim to identity theft issues.

Part 2A of Form ADV - SPC Firm Brochure

This brochure provides information about the qualifications and business practices of our company.

Part 2A, Appendix 1 of Form ADV: Wrap Fee Program Brochure

This brochure provides information about our Wrap Fee program.

Part 3 of Form ADV: Client Relationship Summary

This document summarizes our relationship with clients.

Privacy Policy

It's important to be educated about the information we collect from our clients and why we collect it, as well as when and with whom we share your information.

Professional Designation Glossary

A glossary of certain terms and designations you may see through our website when exploring our specialized, human-centric team.

Strategic Planning for Social Security Benefits

What role does social security play in your planning for retirement income?

Tax-Efficient Charitable Giving Guide

There’s a financial incentive for Americans to give generously to charity. The benefits of charitable tax deductions are to reduce your taxable income and your tax bill.

Third Party Release Form

A form that authorizes us to discuss your financial resources with your appointed representative.

What Keeps You Up At Night?

A quick questionnaire that helps identify areas that we may assist you with.